-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, O0KlaQ+Q+BpVWCAp/K8eY1xyfcB2Ih8bQREBc7QgwDfcdVJXkWgkIbzFUFuO+vLJ mtpKXWJFXVQPL6NZa9Dqnw== 0001193125-05-101889.txt : 20050510 0001193125-05-101889.hdr.sgml : 20050510 20050510090324 ACCESSION NUMBER: 0001193125-05-101889 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20050510 DATE AS OF CHANGE: 20050510 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CROSSROADS SYSTEMS INC CENTRAL INDEX KEY: 0001093207 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 742846643 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-57603 FILM NUMBER: 05814056 BUSINESS ADDRESS: STREET 1: 8300 NORTH MOPAC EXPRESSWAY CITY: AUSTIN STATE: TX ZIP: 78759 BUSINESS PHONE: 5123490300 MAIL ADDRESS: STREET 1: 8300 NORTH MOPAC EXPRESSWAY STREET 2: . CITY: AUSTIN STATE: TX ZIP: 78759 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PNC FINANCIAL SERVICES GROUP INC CENTRAL INDEX KEY: 0000713676 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 251435979 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: ONE PNC PLAZA STREET 2: 249 FIFTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: 412-762-2000 MAIL ADDRESS: STREET 1: ONE PNC PLAZA STREET 2: 249 FIFTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 FORMER COMPANY: FORMER CONFORMED NAME: PNC BANK CORP DATE OF NAME CHANGE: 19930505 FORMER COMPANY: FORMER CONFORMED NAME: PNC BANK CORP /PA/ DATE OF NAME CHANGE: 19930428 FORMER COMPANY: FORMER CONFORMED NAME: PNC FINANCIAL CORP /PA/ DATE OF NAME CHANGE: 19930412 SC 13G 1 dsc13g.htm SCHEDULE 13G SCHEDULE 13G

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

SCHEDULE 13G

(RULE 13D-102)

 

 

INFORMATION STATEMENT PURSUANT TO RULE 13D-1

UNDER THE SECURITIES EXCHANGE ACT OF 1934

 

 

 

Crossroads Systems, Inc.


(Name of Issuer)

 

Common Stock


(Title of Class of Securities)

 

 

22765D100


                                (CUSIP Number)                                

 

April 30, 2005


(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

x Rule 13d-1(b)

 

¨ Rule 13d-1(c)

 

¨ Rule 13d-1(d)


CUSIP No. 22765D100    Page 1 of 7 Pages

 

  1)  

Names of Reporting Persons

IRS Identification No. Of Above Persons

 

            The PNC Financial Services Group, Inc.

            25-1435979

   
  2)  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ¨

(b)  ¨

   
  3)  

SEC USE ONLY

 

   
  4)  

Citizenship or Place of Organization

 

            Pennsylvania

   

Number of

Shares

Beneficially

Owned By

Each

Reporting

Person With

 

  5)    Sole Voting Power

 

                -0-


  6)    Shared Voting Power

 

                2,894,483


  7)    Sole Dispositive Power

 

                -0-


  8)    Shared Dispositive Power

 

                2,894,483

  9)  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            2,894,483*

 

*  See the response to Item 6.

   
10)  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares See Instructions

 

 

¨

 

11)  

Percent of Class Represented by Amount in Row (9)

 

            11.08

   
12)  

Type of Reporting Person (See Instructions)

 

            HC

   


]CUSIP No. 22765D100    Page 2 of 7 Pages

 

  1)  

Names of Reporting Persons

IRS Identification No. Of Above Persons

 

            PNC Bancorp, Inc.

            51-0326854

   
  2)  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ¨

(b)  ¨

   
  3)  

SEC USE ONLY

 

   
  4)  

Citizenship or Place of Organization

 

            Delaware

   

Number of

Shares

Beneficially

Owned By

Each

Reporting

Person With

 

  5)    Sole Voting Power

 

                -0-


  6)    Shared Voting Power

 

                2,894,483


  7)    Sole Dispositive Power

 

                -0-


  8)    Shared Dispositive Power

 

                2,894,483

  9)  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            2,894,483*

 

*  See the response to Item 6.

   
10)  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares See Instructions

 

 

¨

 

11)  

Percent of Class Represented by Amount in Row (9)

 

            11.08

   
12)  

Type of Reporting Person (See Instructions)

 

            HC

   


CUSIP No. 22765D100    Page 3 of 7 Pages

 

  1)  

Names of Reporting Persons

IRS Identification No. Of Above Persons

 

            PNC Bank, National Association

            22-1146430

   
  2)  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ¨

(b)  ¨

   
  3)  

SEC USE ONLY

 

   
  4)  

Citizenship or Place of Organization

 

            United States

   

Number of

Shares

Beneficially

Owned By

Each

Reporting

Person With

 

  5)    Sole Voting Power

 

                -0-


  6)    Shared Voting Power

 

                2,894,483


  7)    Sole Dispositive Power

 

                -0-


  8)    Shared Dispositive Power

 

                2,894,483

  9)  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            2,894,483*

 

*  See the response to Item 6.

   
10)  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares See Instructions

 

 

¨

 

11)  

Percent of Class Represented by Amount in Row (9)

 

            11.08

   
12)  

Type of Reporting Person (See Instructions)

 

            BK

   


Page 4 of 7 Pages

 

ITEM 1   (a)  -    NAME OF ISSUER:          
         Crossroads Systems, Inc.          
ITEM 1   (b)  -    ADDRESS OF ISSUER’S PRINCIPAL EXECUTIVE OFFICES:          
        

8300 North MoPac Expressway

Austin, Texas 78759

         
ITEM 2   (a)  -    NAME OF PERSON FILING:          
        

The PNC Financial Services Group, Inc.; PNC Bancorp, Inc.; and

PNC Bank, National Association

         
ITEM 2   (b)  -    ADDRESS OF PRINCIPAL BUSINESS OFFICE:          
        

The PNC Financial Services Group, Inc. - One PNC Plaza, 249 Fifth Avenue, Pittsburgh, PA 15222-2707

PNC Bancorp, Inc. - 301 Delaware Avenue, Wilmington, DE 19801

PNC Bank, National Association - One PNC Plaza, 249 Fifth Avenue, Pittsburgh, PA 15222-2707

         
ITEM 2   (c)  -    CITIZENSHIP:          
         The PNC Financial Services Group, Inc. - Pennsylvania          
         PNC Bancorp, Inc. - Delaware          
         PNC Bank, National Association - United States          
ITEM 2   (d)  -    TITLE OF CLASS OF SECURITIES:          
         Common          
ITEM 2   (e)  -    CUSIP NUMBER:              
         22765D100          
ITEM 3   -    IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(b), OR 13d-2(b), CHECK WHETHER THE PERSON FILING IS A:
    (a)    ¨    Broker or dealer registered under Section 15 of the Exchange Act;
    (b)    x    Bank as defined in Section 3(a)(6) of the Exchange Act;
    (c)    ¨    Insurance Company as defined in Section 3(a)(19) of the Exchange Act;
    (d)    ¨    Investment Company registered under Section 8 of the Investment Company Act;
    (e)    ¨    An Investment Adviser in accordance with Rule 13d-1(b)(1)(ii)(E);
    (f)    ¨    An Employee Benefit Plan or Endowment Fund in accordance with Rule 13d-1(b)(1)(ii)(F);
    (g)    x    A Parent Holding Company or Control Person in accordance with Rule 13d-1(b)(1)(ii)(G);
    (h)    ¨    A Savings Association as defined in Section 3(b) of the Federal Deposit Insurance Act;
    (i)    ¨    A Church Plan that is excluded from the definition of an Investment Company under Section 3(c)(14) of the Investment Company Act;
    (j)    ¨    Group, in accordance with Rule 13d(b)(1)(ii)(J).

 

If this statement is filed pursuant to Rule 13d-1(c), check this box. ¨


Page 5 of 7 Pages

 

ITEM 4  -    OWNERSHIP:          
     The following information is as of April 30, 2005:
     (a)    Amount Beneficially Owned: 2,894,483 shares*          
          * See the response to Item 6          
     (b)    Percent of Class: 11.08          
     (c)    Number of shares to which such person has:          

 

          (i)    sole power to vote or to direct the vote -0-          
          (ii)    shared power to vote or to direct the vote 2,894,483          
          (iii)    sole power to dispose or to direct the disposition of -0-          
          (iv)    shared power to dispose or to direct the disposition of 2,894,483          

 

ITEM 5-    OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS:     
     Not Applicable.     
ITEM 6 -    OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON:          
     The total shares of Common Stock reported herein are held in Trust Accounts created by an Amended and Restated Trust Agreement dated September 20, 1983, in which Lloyd I. Miller, Jr. was Grantor and for which PNC Bank, National Association serves as Trustee.          
     In connection with the Trust Accounts, Lloyd I. Miller, III and PNC Bank, National Association, in its capacity as Trustee, have entered into an Investment Advisory Agreement dated as of April 1, 1997. Either party may terminate the Investment Advisory Agreement on 30 days’ prior written notice.          
ITEM 7 -    IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY:
     Included are the following subsidiaries of The PNC Financial Services Group, Inc. - HC:
     PNC Bancorp, Inc. - HC (wholly owned subsidiary of The PNC Financial Services Group, Inc.)
     PNC Bank, National Association - BK (wholly owned subsidiary of PNC Bancorp, Inc.)
ITEM 8 -    IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP:          
     Not Applicable.          
ITEM 9 -    NOTICE OF DISSOLUTION OF GROUP:          
     Not Applicable.          
ITEM 10 -    CERTIFICATION:          
     By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.          


Page 6 of 7 Pages

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

May 10, 2005


Date    
By:  

/s/ Joan L. Gulley


Signature - The PNC Financial Services Group, Inc.

 

Joan L. Gulley, Vice President


Name & Title

May 10, 2005


Date
By:  

/s/ Maria C. Schaffer


Signature - PNC Bancorp, Inc.
Maria C. Schaffer, Executive Vice President
Name & Title

May 10, 2005


Date
By:  

/s/ Joan L. Gulley


Signature - PNC Bank, National Association

 

Joan L. Gulley, Executive Vice President


Name & Title


Page 7 of 7 Pages

 

EXHIBIT A

 

AGREEMENT

 

May 10, 2005

 

The undersigned hereby agree to file a joint statement on Schedule 13G under the Securities and Exchange Act of 1934, as amended (the “Act”) in connection with their beneficial ownership of common stock issued by Crossroads Systems, Inc.

 

Each of the undersigned states that it is entitled to individually use Schedule 13G pursuant to Rule 13d-1(c) of the Act.

 

Each of the undersigned is responsible for the timely filing of the statement and any amendments thereto, and for the completeness and accuracy of the information concerning each of them contained therein but none is responsible for the completeness or accuracy of the information concerning the others.

 

This Agreement applies to any amendments to Schedule 13G.

 

THE PNC FINANCIAL SERVICES GROUP, INC.
BY:  

/s/ Joan L. Gulley


    Joan L. Gulley, Vice President
PNC BANCORP, INC.
BY:  

/s/ Maria C. Schaffer


    Maria C. Schaffer, Executive Vice President
PNC BANK, NATIONAL ASSOCIATION
BY:  

/s/ Joan L. Gulley


    Joan L. Gulley, Executive Vice President
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